Jan 13 2017
The SEC announces its 2017 examination priorities

Attention to those in the financial industry, particularly, Broker/Dealers, Investment Advisers and Firms involved with Pension Funds and Seniors; OCIE…

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Jan 12 2017
Breach Notification Laws Are Being Enforced

First HIPAA enforcement action for lack of timely breach notification settles for $475,000 In a landmark case, federal regulators have…

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Sep 19 2016
Cyber Regulation is Here – First-in-the-Nation Cybersecurity Regulation to Protect Consumers and Financial Institutions

This weekend, Governor Andrew M. Cuomo announced that a new first-in-the-nation regulation has been proposed to protect New York State…

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Apr 20 2015
A Sign of What’s to Come – Reporting Cyber Vulnerabilities

This appears to be a sign of what’s to come, both for how companies view and report cyber vulnerabilities. The first…

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